Battle of Khalkhyn Gol (Battle of Nomonhan) | |||||||
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Part of the Soviet-Japanese Border Wars | |||||||
Khalkhyn Gol, August 1939. Offensive of soviet tanks BT-7 |
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Belligerents | |||||||
Soviet Union Mongolian People's Republic |
Empire of Japan Manchukuo |
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Commanders and leaders | |||||||
Georgy Zhukov Grigoriy Shtern Yakov Smushkevich |
Michitarō Komatsubara Yasuoka Masaomi |
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Strength | |||||||
57,000, 500 (tanks), 250 (airplanes)[1] |
38,000 (initially), 135 (tanks), 250 (airplanes)[1] |
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Casualties and losses | |||||||
Archival research Soviet: 7,974 killed, 15,251 wounded[2] Mongolian: 274.[3] |
Japanese government claim: 8,440 killed, 8,766 wounded Soviet claim: 60,000 killed and wounded, 3,000 captured[4] |
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The Battles of Khalkhyn Gol (Mongolian: Халхын голын байлдаан; Russian: бой на реке Халхин-Гол) was the decisive engagement of the undeclared Soviet–Japanese Border Wars fought among the Soviet Union, Mongolia and the Empire of Japan in 1939. The conflict was named after the river Khalkhyn Gol, which passes through the battlefield. In Japan, the decisive battle of the conflict is known as the,Nomonhan Incident (ノモンハン事件 Nomonhan jiken ) after a nearby village on the border between Mongolia and Manchuria. The battles resulted in total defeat for the Japanese Sixth Army.
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After the occupation of Manchuria, Japan turned its military interests to Soviet territories that bordered those areas. The first major Soviet-Japanese border incident, the Battle of Lake Khasan, happened in 1938 in Primorye. Clashes between Japanese and Soviet forces frequently occurred on the border of Manchuria.
In 1939, Manchuria was a puppet state of Japan, known as Manchukuo. The Japanese maintained that the border between Manchukuo and the Mongolian People's Republic was the Khalkhyn Gol (English "Khalkha River") which flows into Lake Buir. In contrast, the Mongolians and their Soviet allies maintained that the border ran some 16 kilometres (10 miles) east of the river, just east of Nomonhan village.[5]
The principal occupying army of Manchukuo was the Kwantung Army of Japan, consisting of some of the best Japanese units in 1939. However, the western region of Manchukuo was garrisoned by the newly formed IJA 23rd Infantry Division (23rd ID) at Hailar, under General Michitarō Komatsubara and included several Manchukuoan army and border guard units.
Soviet forces consisted of the 57th Special Corps, forward deployed from the Trans-Baikal Military District, responsible for defending the border between Siberia and Manchuria. The Mongolian troops mainly consisted of cavalry brigades and light artillery units, and proved to be effective and agile, but lacked armour and man power in sufficient numbers.
In 1939, the Japanese Cabinet sent instructions to the Kwantung Army to strengthen and fortify Manchukuo's borders with Mongolia and the Soviet Union. Additionally, the Kwantung Army, which had long been stationed in Manchuria far from the Japanese home islands, had become largely autonomous and did not need to seek approval from the Japanese government before acting aggressively against the Soviets.[6]
The incident began on 11 May 1939. A Mongolian cavalry unit of some 70–90 men had entered the disputed area in search of grazing for their horses. On that day, Manchukuoan cavalry attacked the Mongolians and drove them back across the Khalkhin Gol. On 13 May, the Mongolian force returned in greater numbers and the Manchukoans were unable to dislodge them.
On 14 May, Lt. Col. Yaozo Azuma led the reconnaissance regiment of 23rd ID, supported by the 64th Infantry Regiment of the same division, under Colonel Takemitsu Yamagata, into the territory and the Mongolians withdrew. However, Soviet and Mongolian troops returned to the disputed region and Azuma's force again moved to evict them. This time things turned out differently, as the Soviet-Mongolian forces surrounded Azuma's force on 28 May and destroyed it.[7] The Azuma force suffered eight officers and 97 men killed and one officer and 33 men wounded, for 63% total casualties. The commander of the Soviet forces and the Far East Front was Comandarm Grigori Shtern from May 1938.[1]
Both sides began building up their forces in the area: soon Japan had 30,000 men in the theater. The Soviets dispatched a new Corps commander, Comcor Georgy Zhukov, who arrived on 5 June and brought more motorized and armored forces (I Army Group) to the combat zone.[8] Together with Zhukov arrived Comcor Yakov Smushkevich with his aviation unit. On 27 June, the Japanese launched an air attack. The IJAF 2nd Air Brigade (2nd AB) struck the Soviet air base at Tamsak-Bulak in Mongolia. The Japanese won this engagement, but the strike had been ordered by the Kwangtung Army without getting permission from Imperial Japanese Army headquarters in Tokyo. In an effort to dispose of the incident quickly[9], and to keep Nomonhan from escalating[10], Tokyo promptly ordered the Japanese Army Air Force not to conduct any more air strikes.[11]
Throughout June, there were continuing reports of Soviet and Mongolian activity on both sides of the river near Nomonhan, and small-scale attacks on isolated Manchukoan units. At the end of the month, the commander of the Japanese 23rd ID, Lt. Gen. Michitarō Komatsubara, was given permission to "expel the invaders". The Japanese plan was for a two-pronged assault. Three regiments plus part of a fourth, including three from the 23rd ID—the 71st and the 72nd Infantry Regiments, plus a battalion of the 64th Infantry Regiment—and the 26th Infantry Regiment under Colonel Shinichiro Sumi, "borrowed" from the 7th ID, would advance across the Khalkin Gol, destroy Communist forces on Baintsagan Hill on the west bank, then make a left turn and advance south to the Kawatama Bridge. The second prong of the attack would be the task of the IJA 1st Tank Corps (1st TC)[12] (Yasuoka Detachment), consisting of the 3rd and the 4th Tank Regiments, plus a part of the 64th Inf. Regiment, a battalion from the 28th Infantry Regiment, detached from the 7th ID, 24th Engineer Regiment, and a battalion from the 13th Field Artillery Regiment, under overall command of Lieutenant General Yasuoka Masaomi. This force would attack Soviet troops on the east bank of the Khalkhyn Gol and north of the Holsten River. The two Japanese thrusts would meet on the wings.
IJA Lt. Gen. Yasuoka Masaomi, Cdr, 1st Tank Corps[12]
The northern task force succeeded in crossing the Khalkhyn Gol, driving the Soviets from Baintsagan Hill, and advancing south along the west bank. However, Zhukov, perceiving the threat, launched a counterattack with 450 tanks and armored cars. The Soviet armored force, despite being unsupported by infantry, attacked the Japanese on three sides and nearly encircled them. The Japanese force, further handicapped by having only one pontoon bridge across the river for supplies (most of its bridging personnel had been sent south to assist in the war in China), was forced to withdraw, recrossing the river on 5 July. Meanwhile, the 1st Tank Corps of the Yasuoka Detachment (the southern task force) attacked on the night of 2 July, moving in the darkness to avoid the Soviet artillery on the high ground of the river's west bank. A pitched battle ensued in which the Yasuoka Detachment lost over half its armor, but still could not break through the Soviet forces on the east bank and reach the Kawatama Bridge.[15][16] After a Soviet counterattack on 9 July threw the battered, depleted Yasuoka Detachment back, it was dissolved and Yasuoka was relieved.[17]
The two armies continued to spar with each other over the next two weeks along a four km (2.5 miles) front running along the east bank of the Khalkhyn Gol to its junction with the Holsten River.[18] Zhukov, whose army was 748 km (465 miles) away from its base of supply, assembled a fleet of 2600 trucks to supply his troops, while the Japanese suffered severe supply problems due to a lack of similar motor transport.[11] On 23 July, the Japanese launched another large-scale assault, sending the 64th and 72nd Infantry Regiments against Soviet forces defending the Kawatama Bridge. Japanese artillery supported the attack with a massive barrage that consumed more than half of their ammunition stores over a period of two days.[19] The attack made some progress but failed to break through Soviet lines and reach the bridge. The Japanese disengaged from the attack on 25 July due to mounting casualties and depleted artillery stores. They had suffered over five thousand casualties to this point but still had 75,000 men and several hundred planes facing the Communist forces.[11] The battle drifted into stalemate.
The Japanese regrouped, and planned a third major offensive against the Soviets for 24 August.[11] However, because the negotiations between the Soviets and the Franco-British were collapsing, and Poland was on the verge of being invaded by Germany, Zhukov was planning on launching his offensive on 20 August, and clear the Japanese from the Khalkhin Gol region.[20] Zhukov had been massing a major armored force in the form of three tank brigades (the 4th, 6th and 11th), and two mechanized brigades (7th and 8th, which were armoured car units with attached infantry support). This force was allocated to the Soviet left and right wings. In total, Zhukov had three rifle divisions, two tank divisions, two more tank brigades—in all, some 498 BT-5 and BT-7 (high-speed tanks)[21] —two motorized infantry divisions and an air wing of some 250 fighters and bombers to deploy against the Japanese. The Mongolians committed two cavalry divisions.[22][23][24] The Kwantung Army, by contrast, mustered only two light infantry divisions at the point of attack, built around Lieutenant General Michitarō Komatsubara's 23rd Infantry Division whose headquarters had been at Hailar, capital of Hsingan, Manchu province, over 150 km from the site of the fighting. Their intelligence had also failed to detect the scale of the Soviet buildup or the scope of the attack Zhukov was planning.[25]
Zhukov decided it was time to break the stalemate, failure was not an option, only to win decisively would suffice.[26] On 20 August 1939, at 0545 hours (5:45AM) an artillery barrage accompanied by over 300 fighters and bombers launched their assault against Japanese positions, the first fighter/bomber offensive in Soviet Air Force history.[27] Deploying approximately 50,000 Soviet and Mongolian troops of the 57th Special Corps to defend the east bank of the Khalkhyn Gol, they crossed the river on 20 August to attack the elite Japanese forces with three infantry divisions, massed artillery, a tank brigade, and the best planes of the Soviet Air Force. Once the Japanese were pinned down by the advance of the Soviet center units, the armoured units swept around the flanks and attacked the Japanese in the rear, cutting lines of communication, overcoming desperate Japanese counterattacks (as was traditional in the infantry, IJA officers often wielded swords when they led their men into a charge; regardless of the objective),[28] and achieving a classic double envelopment. When the two wings of Zhukov's attack linked up at Nomonhan village on the 25th, the Japanese 23rd ID was trapped.[29][11][30] On 26 August, a Japanese counter attack to relieve the 23rd ID failed. On 27 August, the 23rd ID attempted to break out of the encirclement, but also failed. When the surrounded forces refused to surrender, Zhukov again hit them with artillery and air attacks. By the 31st of August, the battered remains of the IJA 23rd Infantry Division was on the uncontested side of the Soviet border, Zhukov had accomplished what he had set out to do, "no more, and no less."[31]
The Japanese commander, Michitaro Komatsubara, refused to accept the outcome of the battle, however, and had prepared a counteroffensive. This was canceled when a cease-fire was signed in Moscow. When Zhukov completed expelling the "aggressors" from Soviet territory[26], great events had been taking place thousands of kilometers to the west. Zhukov's success's at Nomonhan had allowed the Russians to give the "green light"[32] to Ribbentrop, and he was in Moscow by 23 August.[32] By the 24th of August, Russia and Germany had signed their "nonagression pact."[32] The very next day after Zhukov's victory at Nomonhan, with the Germans completely reassured on the Soviet's position regarding eastern Europe[33], Adolf Hitler launched his invasion of Poland on 1 September 1939, and World War II broke out in Europe. The Soviets had already agreed to the Molotov-Ribbentrop Pact, which called for the Soviet Union to occupy eastern Poland and establish spheres of influence in Finland, Latvia, and Estonia. The Soviets and Japanese signed the cease-fire on 15 September; it took effect the following day.[11] Stalin, now free of any worry of a second front on his eastern border, was free to give the go ahead for the Soviet invasion of Poland (1939) that began on 17 September.[34]
Casualty estimates vary widely: Some sources say the Japanese suffered 45,000 or more soldiers killed with Soviet casualties of at least 17,000,[11]. The Japanese officially reported 8,440 killed and 8,766 wounded, while the Soviets initially claimed 9,284 total casualties. It is likely that figures published at the time were reduced for propaganda purposes. In recent years, with the opening of the Soviet archives, a more accurate assessment of Soviet casualties has emerged from the work of Grigoriy Krivosheev, citing 7,974 killed and 15,251 wounded.[2] Similar research into Japanese casualties has yet to take place.
Although this engagement is little-known in the West, it had profound implications on the conduct of World War II. It may be said to be the first decisive battle of World War II, because it determined that the two principal Axis Powers, Germany and Japan, would never geographically link up their areas of control through Russia. The defeat convinced the Imperial General Staff in Tokyo that the policy of the North Strike Group, favoured by the army, which wanted to seize Siberia as far as Lake Baikal for its resources, was untenable. Instead the South Strike Group, favored by the navy, which wanted to seize the resources of Southeast Asia, especially the petroleum and mineral-rich Dutch East Indies, gained the ascendancy, leading directly to the attack on Pearl Harbor two and a half years later in December 1941. The Japanese would never make an offensive movement towards the Soviet Union again. In 1941, the two countries signed agreements respecting the borders of Mongolia and Manchukuo[35] and pledging neutrality towards each other.[36] They remained at peace until the Soviet Union declared war on Japan in August 1945, and attacked IJA forces stationed in Manchuria, during the final weeks of the war.
It was the first victory for the soon-to-be-famous Soviet general Georgy Zhukov, earning him the first of his four Hero of the Soviet Union awards. The other generals Grigoriy Shtern and Yakov Smushkevich whose roles were no less important earning them the hero title as well after the World War II were forgotten. Zhukov himself was promoted and transferred west to the Kiev district. The battle experience gained by Zhukov was put to good use in December 1941 at the Battle of Moscow. Zhukov was able to use this experience to launch the first successful Soviet counteroffensive against the German invasion of 1941. Many units of the Siberian and other trans-Ural armies were part of this attack, and the decision to move the divisions from Siberia was aided by the Soviet masterspy Richard Sorge in Tokyo, who was able to alert the Soviet government that the Japanese were looking south and were unlikely to launch another attack against Siberia in the immediate future. A year after flinging the Germans back from the capital, Zhukov planned and executed the Red Army's offensive at the Battle of Stalingrad, using a technique very similar to Khalkhin Gol, in which the Soviet forces held the enemy fixed in the center, built up a mass of force in the area undetected, and launched a pincer attack on the wings to trap the enemy army. A pincer attack as such is as old as Cannae, but Zhukov has considerable merit in knowing when to do it and especially how to get it done, on the massive thus logistically demanding scale in question.
The Japanese, however, made no major changes, they continued to under-estimate their adversaries, and deployed piece meal units instead of mass units. Emphasizing the bravery and courage of the individual soldier to make up for the lack of firepower, protection, or over whelming numbers. The problems that faced them at Khalkhin Gol, most importantly their deployment of only two light infantry divisions, and two tank regiments, would plague them again when the Americans and British recovered from their defeats of late 1941 and early 1942 and turned to the conquest of the Japanese Empire.[37][11]
At the International Military Tribunal for the Far East, fourteen Japanese were charged with having "initiated a war of aggression . . . against the Mongolian People's Republic in the area of the Khalkhin-Gol River" and also with having waged a war "in violation of international law" against the USSR.[38] Kenji Doihara, Hiranuma Kiichirō, and Seishirō Itagaki were convicted on these charges.
The Mongolian town of Choibalsan, in the Dornod aimag (province) where the battle was fought, is the location of the "G.K. Zhukov Museum", dedicated to Zhukov and the 1939 battle.[39] Ulaanbaatar, Mongolia also has a "G.K. Zhukov Museum" with information about the battle of Khalkhin Gol.[40]